11 days old

Ethics & Compliance - Personal Independence Operations Sr. Assoc-Tampa

PwC
Tampa, FL 33607

A career in Risk Management, within Internal Firm Services, will provide you with the opportunity to advance and foster integrity based decision making and conduct by PwC professionals throughout our organisation. Youll focus on promoting and monitoring compliance with applicable external laws and regulations as well as internal policies and procedures to help manage PwCs regulatory, litigation, and reputational risk.Our Compliance team is responsible for oversight of all Compliance activities by our PwC professionals. As part of the team, youll help promote and monitor compliance with applicable external and internal policies, laws and regulations and subsequently, manage PwCs regulatory, litigation and reputational risk.


To really stand out and make us ?t for the future in a constantly changing world, each and every one of us at PwC needs to be an authentic and inclusive leader, at all grades/levels and in all lines of service. To help us achieve this we have the PwC Professional; our global leadership development framework. It gives us a single set of expectations across our lines, geographies and career paths, and provides transparency on the skills we need as individuals to be successful and progress in our careers, now and in the future.As a Senior Associate, youll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. PwC Professional skills and responsibilities for this management level include but are not limited to:- Use feedback and reflection to develop self awareness, personal strengths and address development areas.- Delegate to others to provide stretch opportunities and coach to help deliver results.- Develop new ideas and propose innovative solutions to problems.- Use a broad range of tools and techniques to extract insights from current trends in business area.- Review your work and that of others for quality, accuracy and relevance.- Share relevant thought leadership.- Use straightforward communication, in a structured way, when influencing others.- Able to read situations and modify behavior to build quality, diverse relationships.- Uphold the firms code of ethics and business conduct.
Job Requirements and Preferences:

Basic Qualifications:

Minimum Degree Required:
High School Diploma

Minimum Years of Experience:
2 year(s)

Required Knowledge and Skills:

Previous Independence or Ethics and Compliance experience and Personal Independence Policy knowledge.

Preferred Qualifications:

Degree Preferred:
Bachelor Degree

Preferred Knowledge/Skills:

Demonstrates thorough abilities and/or a proven record of success in the following areas:

  • Understanding existing compliance functions and processes and firm's personal independence policy;
  • Communicating clearly and professionally, both orally and in writing with a strong customer service orientation;
  • Applying rules, policies and procedures to routine decisions with individual independence and regulatory compliance;
  • Researching, analyzing, resolving and responding to internal client calls involving complex independence issues;
  • Working on ad hoc assignments while also executing daily responsibilities;
  • Performing thorough, detailed follow-up, administrative and time management skills;
  • Working productively in an environment with evolving deadlines and priorities.;
  • Proactively identifying problems before crises arise, notify leadership, and propose solutions;
  • Paying significant attention to detail to identify and correct issues;
  • Promoting an atmosphere of trust, confidentiality, professionalism and integrity; and,
  • Understanding people management and development skills with the ability to work with all levels of firm management.

All qualified applicants will receive consideration for employment at PwC without regard to race; creed; color; religion; national origin; sex; age; disability; sexual orientation; gender identity or expression; genetic predisposition or carrier status; veteran, marital, or citizenship status; or any other status protected by law. PwC is proud to be an affirmative action and equal opportunity employer.

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Posted: 2019-10-02 Expires: 2019-11-02

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Ethics & Compliance - Personal Independence Operations Sr. Assoc-Tampa

PwC
Tampa, FL 33607

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